SEC releases rule on registration for Nominee Function

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The Securities and Exchange Commission (SEC)has released new rules requiring all persons not registered by the Commission as Custodians, carrying on the business of Nominee and holding securities including equities, money market and fixed income ...

from Google Alert - Business https://ift.tt/3p01Gcr
The Securities and Exchange Commission (SEC)has released new rules requiring all persons not registered by the Commission as Custodians, carrying on the business of Nominee and holding securities including equities, money market and fixed income ... https://ift.tt/eA8V8J

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